Avantax Disclosure Catalog (ADC)
This page provides a detailed inventory of disclosures and forms required to be delivered to customers based on the product or service being purchased. Select a category below to view the disclosures and forms you may receive from your financial professional.
Disclosures for Avantax Planning Partners (Formerly HKFS)
Form CRS and Regulation BI Disclosure
Account Agreements & Features
Account Fees and Costs
Account Protection and Privacy
Advisory Services and Managed Accounts
Cash Sweep
Insurance and Annuity Products
Order Execution & Routing
Order Execution & Routing Archives
Retirement Plans