MSRB Rule G-10 — Avantax® Wealth Management

In compliance with MSRB Rule G-10 Avantax Investment Services, Inc. provides you with the following information:

Avantax Investment Services, Inc. is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board as a Broker/Dealer.
For reference, the Municipal Securities Rulemaking Board’s website is www.msrb.org;
An investor brochure that describes the protections that may be provided by the Municipal Securities Rulemaking Board rules and how to file a complaint with an appropriate regulatory authority is available at http://www.msrb.org/~/media/Files/Resources/MSRB-Investor-Brochure.ashx?la=en.